Industry Transactions List

Insurance Transactions

CNO Financial Group, Inc. Date: 12/21/2010 Amount: $650,000,000 Role: Co-Manager
Preferred & Debt Offerings - Senior Secured Notes
Aspen Holdings, Inc. Date: 10/15/2010 Role: Financial Advisor
Mergers & Acquisitions
Aspen Holdings, Inc. has been acquired by Markel Corporation.
Conseco Date: 12/22/2009 Amount: $235,125,000 Role: Co-Manager
Public Equity Offerings - Secondary Offering
The Auto Club Group Date: 4/2/2009 Role: Financial Advisor
Mergers & Acquisitions
The Auto Club Group has acquired MEEMIC Insurance Company & Services Corporation.
CastlePoint Holdings, Ltd. Date: 2/5/2009 Role: Financial Advisor
Mergers & Acquisitions
CastlePoint has been acquired by Tower Group, Inc.
Maiden Holdings, Ltd. Date: 1/20/2009 Role: Sole Placement Agent
Preferred Offering
Trust Preferred Securities
Quanta Capital Holdings Date: 10/10/2008 Role: Financial Advisor
Mergers & Acquisitions
Quanta has been acquired by Catalina Alpha Ltd.
ProCentury Date: 7/31/2008 Role: Financial Advisor
Mergers & Acquisitions
ProCentury merged with Meadowbrook Insurance Group, Inc.
Quanta Capital Holdings Date: 8/10/2007
Advisory Services
Argonaut Group Date: 7/25/2007
Advisory Services
Meadowbrook Insurance Group Date: 7/19/2007 Amount: $69,359,375 Role: Co-Manager
Public Equity Offerings - Secondary Offering
CastlePoint Holdings, Ltd. Date: 3/22/2007 Amount: $127,841,396 Role: Sole Book-Running Manager
Public Equity Offerings - IPO
Tower Group Inc. Date: 1/22/2007 Amount: $95,143,750 Role: Sole Book-Running Manager
Public Equity Offerings - Secondary Offering
CastlePoint Holdings, Ltd. Date: 12/5/2006
Advisory Services
Amerisafe Date: 11/15/2006 Amount: $106,590,000 Role: Sole Book-Running Manager
Public Equity Offerings - Secondary Offering
Quanta Capital Holdings Date: 9/18/2006
Advisory Services
Genworth Financial Date: 3/2/2006 Amount: $2,332,342,307 Role: Co-Manager
Public Equity Offerings - Secondary Offering
AmCOMP, Inc Date: 2/9/2006 Amount: $96,966,000 Role: Sole Book-Running Manager
Public Equity Offerings - IPO
SeaBright Insurance Holdings, Inc. Date: 1/26/2006 Amount: $115,920,000 Role: Sole Book-Running Manager
Public Equity Offerings - Secondary Offering
American Equity Investment Life Date: 12/15/2005 Amount: $173,420,000 Role: Co-Manager
Public Equity Offerings - Secondary Offering
Quanta Capital Holdings Date: 12/14/2005 Amount: $62,399,995 Role: Lead Manager
Public Equity Offerings - Secondary Offering
Quanta Capital Holdings Date: 12/14/2005 Amount: $78,263,125 Role: Lead Manager
Preferred Offering - Preferred Offering
Amerisafe Date: 11/17/2005 Amount: $76,371,750 Role: Sole Book-Running Manager
Public Equity Offerings - IPO
Genworth Financial Date: 9/21/2005 Amount: $2,714,000,000 Role: Co-Manager
Public Equity Offerings - Secondary Offering
James River Group Date: 8/8/2005 Amount: $91,990,800 Role: Co-Manager
Public Equity Offerings - IPO
Quanta Capital Holdings Date: 2/24/2005 Role: Financial Advisor
Advisory Services
SeaBright Insurance Holdings, Inc. Date: 1/20/2005 Amount: $90,562,500 Role: Sole Book-Running Manager
Public Equity Offerings - IPO
Specialty Underwriters Alliance, Inc. Date: 11/17/2004 Amount: $124,660,000 Role: Sole Book-Running Manager
Public Equity Offerings - IPO
Tower Group, Inc.** Date: 10/20/2004 Amount: $131,325,000 Role: Sole Book-Running Manager
Public Equity Offerings - IPO
ProCentury Corporation Date: 4/20/2004 Amount: $93,450,000 Role: Sole Book-Running Manager
Public Equity Offerings - IPO