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Industry Transactions List

Financial Institutions Transactions
  • Imperial Holdings, Inc. Date: 2/11/2011 Amount: $189,228,000 Role: Sole Book-Running Manager
    Public Equity Offerings - IPO
  • Treaty Oak Bancorp, Inc. Date: 2/10/2011
    Mergers & Acquisitions
    Treaty Oak Bancorp, Inc. has been acquired by Carlile Bancshares, Inc.
  • Fifth Street Finance Corp. Date: 2/4/2011 Amount: $145,475,000 Role: Co-Manager
    Public Equity Offerings - Secondary Offering
  • Cordia Bancorp Date: 12/10/2010 Role: Financial Advisor
    Mergers & Acquisitions
    Cordia Bancorp has acquired Bank of Virginia
  • Security State Bank Date: 9/24/2010 Role: Financial Advisor
    Mergers & Acquisitions
    Security State Bank has acquired the Dayton, TX branch of Legend Bank, N.A.
  • Fifth Street Finance Date: 6/21/2010 Amount: $105,800,000 Role: Co-Manager
    Public Equity Offerings - Secondary Offering
  • Resource Capital Corp. Date: 5/25/2010 Amount: $45,307,000 Role: Co-Manager
    Public Equity Offerings - Secondary Offering
  • Radian Date: 5/11/2010 Amount: $611,875,000 Role: Co-Manager
    Public Equity Offerings - Secondary Offering
  • Provident Financial Holdings Inc Date: 12/15/2009 Amount: $12,940,000 Role: Co-Manager
    Public Equity Offerings - Secondary Offering
  • Resource Capital Date: 12/11/2009 Amount: $45,000,000 Role: Sole Book-Running Manager
    Public Equity Offerings - Secondary Offering
  • Patriot Capital Funding Date: 12/2/2009 Role: Lead Manager
    Mergers & Acquisitions
    Patriot Capital Funding has been acquired by Prospect Capital Corporation.
  • FBR Capital Markets & Co. Date: 10/28/2009 Amount: $88,530,000 Role: Joint Book-Running Manager
    Public Equity Offerings - Secondary Offering
  • United Western Bancorp Date: 9/22/2009 Amount: $87,450,000 Role: Co-Manager
    Public Equity Offerings - Secondary Offering
  • MB Financial, Inc. Date: 9/17/2009 Amount: $201,250,000 Role: Co-Manager
    Public Equity Offerings - Secondary Offering
  • FBR Capital Markets & Co. Date: 6/19/2009 Amount: $101,885,000 Role: Sole Book-Running Manager
    Public Equity Offerings - Secondary Offering
  • Signature Bank Date: 6/8/2009 Amount: $134,550,000 Role: Co-Lead Manager
    Public Equity Offerings - Secondary Offering
  • United Insurance Group Date: 11/5/2008 Role: Financial Advisor
    Mergers & Acquisitions
    United Insurance Group has been acquired by LTC Global, Inc.
  • Signature Bank Date: 9/8/2008 Amount: $156,600,000 Role: Sole Book-Running Manager
    Public Equity Offerings - Secondary Offering
  • MassBank Corp. Date: 9/3/2008 Role: Financial Advisor
    Mergers & Acquisitions
    MassBank has been acquired by Eastern Bank Corporation.
  • MFA Mortgage Investments, Inc. Date: 6/3/2008 Amount: $319,700,000 Role: Co-Manager
    Public Equity Offerings - Secondary Offering
  • KKR Financial Holdings LLC Date: 4/2/2008 Amount: $408,825,000 Role: Co-Manager
    Public Equity Offerings - Secondary Offering
  • Anworth Mortgage Asset Corp Date: 1/24/2008 Amount: $143,895,000 Role: Co-Manager
    Public Equity Offerings - Secondary Offering
  • MFA Mortgage Investments, Inc. Date: 1/17/2008 Amount: $265,940,000 Role: Co-Manager
    Public Equity Offerings - Secondary Offering
  • Thornburg Mortgage Date: 1/14/2008 Amount: $178,170,000 Role: Joint Book-Running Manager
    Preferred Offering - Preferred Offering
  • Thornburg Mortgage Date: 1/14/2008 Amount: $64,400,000 Role: Joint Book-Running Manager
    Public Equity Offerings - Secondary Offering
  • Midwest Banc Holdings Date: 12/5/2007 Amount: $37,500,000 Role: Co-Manager
    Preferred Offering - Preferred Offering
  • Anworth Mortgage Asset Corp Date: 11/29/2007 Amount: $69,345,000 Role: Lead Manager
    Public Equity Offerings - Secondary Offering
  • Accredited Home Lenders Date: 10/12/2007
    Mergers & Acquisitions
  • Midwest Banc Holdings, Inc. Date: 10/1/2007 Role: Financial Advisor
    Advisory Services
  • Selene Finance Date: 9/28/2007
    Advisory Services
  • MCG Capital Date: 9/19/2007 Amount: $43,500,000 Role: Sole Book-Running Manager
    Public Equity Offerings - Secondary Offering
  • BancFirst Corporation Date: 9/4/2007
    Advisory Services
  • Thornburg Mortgage Date: 8/30/2007 Amount: $575,000,000 Role: Sole Book-Running Manager
    Preferred Offering - Preferred Offering
  • RAIT Financial Trust Date: 6/29/2007 Amount: $40,000,000 Role: Co-Manager
    Preferred Offering - Debt Offering
  • Americredit Corp Date: 6/22/2007 Amount: $200,000,000 Role: Co-Manager
    Preferred & Debt Offerings - Notes Offering
  • FBR Capital Markets Date: 6/7/2007 Amount: $220,846,150 Role: Joint Book-Running Manager
    Public Equity Offerings - IPO
  • Omnium Worldwide Date: 5/4/2007
    Mergers & Acquisitions
  • American Bancorporation Date: 4/30/2007
    Advisory Services
  • PennantPark Investment Corp Date: 4/19/2007 Amount: $309,375,000 Role: Co-Manager
    Public Equity Offerings - IPO
  • ECC Capital Corp. Date: 2/9/2007
    Advisory Services
  • Anworth Mortgage Asset Corp. Date: 1/25/2007 Amount: $28,750,000 Role: Sole Book-Running Manager
    Preferred & Debt Offerings
  • RAIT Financial Trust Date: 1/18/2007 Amount: $391,000,000 Role: Sole Book-Running Manager
    Public Equity Offerings - Secondary Offering
  • Cohen/IndyMac Bancorp Date: 12/28/2006
    Advisory Services
  • Resource Capital Corp Date: 12/14/2006 Amount: $109,725,000 Role: Joint Book-Running Manager
    Public Equity Offerings - Secondary Offering
  • Thornburg Mortgage Date: 11/16/2006 Amount: $100000000.00 Role: Co-Manager
    Preferred Offering
  • MCG Capital Corporation Date: 10/10/2006 Amount: $72,450,000 Role: Sole Book-Running Manager
    Public Equity Offerings - Secondary Offering
  • Cohen/IndyMac Bancorp Date: 9/28/2006
    Advisory Services
  • Marquette Financial Date: 6/30/2006
    Advisory Services
  • Cohen/IndyMac Bancorp Date: 6/28/2006
    Advisory Services
  • Credit Based Asset Servicing and Securization Date: 5/25/2006
    Advisory Services - Secondary Offering
  • American Home Mortgage Date: 5/25/2006
    Advisory Services
  • Capital Source, Inc. Date: 3/10/2006 Amount: $413,600,000 Role: Co-Manager
    Public Equity Offerings - Secondary Offering
  • Nasdaq Stock Market, Inc. Date: 2/9/2006 Amount: $639,180,520 Role: Co-Manager
    Public Equity Offerings - Secondary Offering
  • Resource Capital Corp Date: 2/6/2006 Amount: $60,000,000 Role: Joint Book-Running Manager
    Public Equity Offerings - IPO
  • Placer Sierra Bancshares Date: 1/19/2006 Amount: $136,500,000 Role: Sole Book-Running Manager
    Public Equity Offerings - Secondary Offering
  • IndyMac Bancorp Date: 12/29/2005
    Advisory Services
  • American Home Mortgage Date: 12/21/2005
    Advisory Services
  • E*Trade Financial Date: 11/16/2005 Amount: $450,000,000 Role: Co-Manager
    Preferred Offering
    The transaction was an Equity Units Offering.
  • E*Trade Financial Date: 11/16/2005 Amount: $714,999,996 Role: Co-Manager
    Public Equity Offerings - Secondary Offering
  • RAIT Investment Trust Date: 9/15/2005 Amount: $64,999,950 Role: Sole Book-Running Manager
    Public Equity Offerings - Secondary Offering
  • New York Mortgage Trust Date: 9/1/2005
    Advisory Services
  • Midwest Banc Holdings Date: 8/10/2005 Amount: $72,450,000 Role: Sole Book-Running Manager
    Public Equity Offerings - Secondary Offering
  • BB&T Date: 6/30/2005 Amount: $400,000,000 Role: Co-Manager
    Preferred Offering - Subordinated Notes
  • MortgageIT Holdings Date: 6/29/2005 Amount: $199,051,874 Role: Joint Book-Running Manager
    Public Equity Offerings - Secondary Offering
  • KKR Financial Corporation Date: 6/23/2005 Amount: $900,000,000 Role: Joint Book-Running Manager
    Public Equity Offerings - IPO
  • Franklin Bank Date: 6/22/2005
    Advisory Services
  • MCG Capital Corporation Date: 6/16/2005 Amount: $75,561,750 Role: Sole Book-Running Manager
    Public Equity Offerings - Secondary Offering
  • Mainsource Financial Group Date: 6/13/2005 Amount: $35,000,000 Role: Co-Manager
    Public Equity Offerings - Secondary Offering
  • Southwest Bancorp Date: 5/27/2005 Amount: $42,504,000 Role: Co-Manager
    Public Equity Offerings - Secondary Offering
  • MortgageIT Holdings Date: 4/13/2005
    Advisory Services
  • Signature Bank Date: 3/28/2005 Amount: $413,350,951 Role: Sole Book-Running Manager
    Public Equity Offerings - Secondary Offering
  • American Capital Strategies Date: 3/22/2005 Amount: $315,000,000 Role: Co-Manager
    Public Equity Offerings - Secondary Offering
  • ECC Capital Corporation Date: 2/14/2005 Amount: $386,030,428 Role: Sole Book-Running Manager
    Public Equity Offerings - IPO
  • HomeBanc Corporation Date: 2/3/2005 Amount: $99,417,500 Role: Lead Manager
    Public Equity Offerings - Secondary Offering
  • PMI Group Date: 1/1/2005
    Advisory Services
  • KMG America Corporation Date: 12/15/2004 Amount: $206,482,500 Role: Sole Book-Running Manager
    Public Equity Offerings - IPO
  • Aames Investment Corporation Date: 11/1/2004 Amount: $342,125,000 Role: Sole Book-Running Manager
    Public Equity Offerings - IPO
  • New Century REIT, Inc. Date: 9/30/2004 Amount: $783,000,000 Role: Joint Book-Running Manager
    Public Equity Offerings - IPO
  • Signature Bank Date: 9/21/2004 Amount: $133,831,250 Role: Sole Book-Running Manager
    Public Equity Offerings - Secondary Offering
  • Saxon REIT, Inc. Date: 9/20/2004 Amount: $386,750,000 Role: Sole Book-Running Manager
    Public Equity Offerings - IPO
  • Placer Sierra Bancshares Date: 8/10/2004 Amount: $130,230,000 Role: Sole Book-Running Manager
    Public Equity Offerings - IPO
  • Homebanc Corporation Date: 7/13/2004 Amount: $290,625,000 Role: Lead Manager
    Public Equity Offerings - IPO
  • New York Mortgage Trust, Inc. Date: 6/23/2004 Amount: $135,000,000 Role: Sole Book-Running Manager
    Public Equity Offerings - IPO
  • RAIT Investment Trust Date: 6/21/2004 Amount: $55,775,000 Role: Sole Book-Running Manager
    Public Equity Offerings - Secondary Offering
  • MCG Capital Corporation Date: 5/20/2004 Amount: $64,687,500 Role: Sole Book-Running Manager
    Public Equity Offerings - Secondary Offering
  • Luminent Mortgage Capital, Inc. Date: 3/29/2004 Amount: $168,000,000 Role: Sole Book-Running Manager
    Public Equity Offerings - Secondary Offering
  • Signature Bank Date: 3/22/2004 Amount: $96,255,000 Role: Sole Book-Running Manager
    Public Equity Offerings - IPO
  • American Capital Strategies, Ltd. Date: 2/25/2004 Amount: $71,812,440 Role: Co-Manager
    Public Equity Offerings - Secondary Offering
  • Impac Mortgage Holdings, Inc. Date: 2/5/2004 Amount: $112,125,000 Role: Co-Manager
    Public Equity Offerings - Secondary Offering
  • Bancorp Bank Date: 2/2/2004 Amount: $89,843,750 Role: Sole Book-Running Manager
    Public Equity Offerings - IPO